City One Securities Ltd was incorporated on 25 th June 1990 and it became authorized by the Financial Conduct Authority on 1 st December 2001. The firm entered into liquidation on 29 th April 2020.

It promoted itself as a “boutique corporate finance house” and specialized in tax- efficient investment opportunities for private clients. The firm offered a range of
Financial Services such as providing advice to corporate clients, raising start-up or expansion finance for qualifying investee companies.

City One Securities worked closely with St Pauls Marketing Limited and advised people to transfer their previous pensions into Self Investment Personal Pensions
(SIPP), once the SIPP was established, the clients were advised to open a stockbroking account. The firm didn’t provide clear risk warnings about these investments.

The FSCS is now accepting claims against City One Securities Ltd.